| UNH — UnitedHealth Group Incorporated Common Stock (UNH) [ST] | Joint | Sale (partial)Source rows (1)$1,001 - $15,000 Original ↗ · Row 16 · Ptr joint · S (partial) · $1,001 - $15,000 | Feb 23, 2023 | Sep 12, 2026 |
| AMD — Northwestern Mutual - Joint ⇒ Advanced Micro Devices, Inc. (AMD) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 57 · Annual joint · P · $1,001 - $15,000 | Dec 20, 2022 | Sep 14, 2026 |
| BAC — Northwestern Mutual - Joint ⇒ Bank of America Corporation (BAC) [ST] | Joint | SaleAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 63 · Annual joint · S · $1,001 - $15,000 | Dec 20, 2022 | Sep 14, 2026 |
| ELV — Northwestern Mutual - Joint ⇒ Elevance Health, Inc. (ELV) [ST] | Joint | SaleAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 73 · Annual joint · S · $1,001 - $15,000 | Dec 20, 2022 | Sep 14, 2026 |
| FRC — Northwestern Mutual - Joint ⇒ FIRST REPUBLIC BANK (FRC) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 74 · Annual joint · P · $1,001 - $15,000 | Dec 20, 2022 | Sep 14, 2026 |
| FISV — Northwestern Mutual - Joint ⇒ Fiserv, Inc. (FISV) [ST] | Joint | Sale (partial)Annual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 75 · Annual joint · S (partial) · $1,001 - $15,000 | Dec 20, 2022 | Sep 14, 2026 |
| JPM — Northwestern Mutual - Joint ⇒ JP Morgan Chase & Co. (JPM) [ST] | Joint | Sale (partial)Annual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 82 · Annual joint · S (partial) · $1,001 - $15,000 | Dec 20, 2022 | Sep 14, 2026 |
| UNH — Northwestern Mutual - Joint ⇒ UnitedHealth Group Incorporated Common Stock (UNH) [ST] | Joint | Sale (partial)Annual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 100 · Annual joint · S (partial) · $1,001 - $15,000 | Dec 20, 2022 | Sep 14, 2026 |
| ZTS — Northwestern Mutual - Joint ⇒ Zoetis Inc. Class A (ZTS) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 104 · Annual joint · P · $1,001 - $15,000 | Dec 20, 2022 | Sep 14, 2026 |
| AMD — Advanced Micro Devices, Inc. (AMD) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 1 · Ptr joint · P · $1,001 - $15,000 | Dec 20, 2022 | Sep 12, 2026 |
| BAC — Bank of America Corporation (BAC) [ST] | Joint | Sale (partial)Source rows (1)$1,001 - $15,000 Original ↗ · Row 2 · Ptr joint · S (partial) · $1,001 - $15,000 | Dec 20, 2022 | Sep 12, 2026 |
| ELV — Elevance Health, Inc. (ELV) [ST] | Joint | SaleSource rows (1)$1,001 - $15,000 Original ↗ · Row 3 · Ptr joint · S · $1,001 - $15,000 | Dec 20, 2022 | Sep 12, 2026 |
| FRC — FIRST REPUBLIC BANK (FRC) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 4 · Ptr joint · P · $1,001 - $15,000 | Dec 20, 2022 | Sep 12, 2026 |
| FISV — Fiserv, Inc. (FISV) [ST] | Joint | Sale (partial)Source rows (1)$1,001 - $15,000 Original ↗ · Row 5 · Ptr joint · S (partial) · $1,001 - $15,000 | Dec 20, 2022 | Sep 12, 2026 |
| JPM — JP Morgan Chase & Co. (JPM) [ST] | Joint | Sale (partial)Source rows (1)$1,001 - $15,000 Original ↗ · Row 6 · Ptr joint · S (partial) · $1,001 - $15,000 | Dec 20, 2022 | Sep 12, 2026 |
| UNH — UnitedHealth Group Incorporated Common Stock (UNH) [ST] | Joint | Sale (partial)Source rows (1)$1,001 - $15,000 Original ↗ · Row 7 · Ptr joint · S (partial) · $1,001 - $15,000 | Dec 20, 2022 | Sep 12, 2026 |
| ZTS — Zoetis Inc. Class A (ZTS) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 8 · Ptr joint · P · $1,001 - $15,000 | Dec 20, 2022 | Sep 12, 2026 |
| ABT — Northwestern Mutual - Joint ⇒ Abbott Laboratories (ABT) [ST] | Joint | Sale (partial)Annual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 55 · Annual joint · S (partial) · $1,001 - $15,000 | Oct 21, 2022 | Sep 14, 2026 |
| ADBE — Northwestern Mutual - Joint ⇒ Adobe Inc. (ADBE) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 56 · Annual joint · P · $1,001 - $15,000 | Oct 21, 2022 | Sep 14, 2026 |
| CMG — Northwestern Mutual - Joint ⇒ Chipotle Mexican Grill, Inc. (CMG) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 66 · Annual joint · P · $1,001 - $15,000 | Oct 21, 2022 | Sep 14, 2026 |
| TMUS — Northwestern Mutual - Joint ⇒ T-Mobile US, Inc. (TMUS) [ST] | Joint | Sale (partial)Annual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 97 · Annual joint · S (partial) · $1,001 - $15,000 | Oct 21, 2022 | Sep 14, 2026 |
| WM — Northwestern Mutual - Joint ⇒ Waste Management, Inc. (WM) [ST] | Joint | Sale (partial)Annual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 102 · Annual joint · S (partial) · $1,001 - $15,000 | Oct 21, 2022 | Sep 14, 2026 |
| ABT — Abbott Laboratories (ABT) [ST] | Joint | Sale (partial)Source rows (1)$1,001 - $15,000 Original ↗ · Row 1 · Ptr joint · S (partial) · $1,001 - $15,000 | Oct 21, 2022 | Sep 12, 2026 |
| ADBE — Adobe Inc. (ADBE) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 2 · Ptr joint · P · $1,001 - $15,000 | Oct 21, 2022 | Sep 12, 2026 |
| CMG — Chipotle Mexican Grill, Inc. (CMG) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 3 · Ptr joint · P · $1,001 - $15,000 | Oct 21, 2022 | Sep 12, 2026 |
| TMUS — T-Mobile US, Inc. (TMUS) [ST] | Joint | Sale (partial)Source rows (1)$1,001 - $15,000 Original ↗ · Row 5 · Ptr joint · S (partial) · $1,001 - $15,000 | Oct 21, 2022 | Sep 12, 2026 |
| WM — Waste Management, Inc. (WM) [ST] | Joint | Sale (partial)Source rows (1)$1,001 - $15,000 Original ↗ · Row 6 · Ptr joint · S (partial) · $1,001 - $15,000 | Oct 21, 2022 | Sep 12, 2026 |
| AZO — Northwestern Mutual - Joint ⇒ AutoZone, Inc. (AZO) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 62 · Annual joint · P · $1,001 - $15,000 | Aug 12, 2022 | Sep 14, 2026 |
| SBUX — Northwestern Mutual - Joint ⇒ Starbucks Corporation (SBUX) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 92 · Annual joint · P · $1,001 - $15,000 | Aug 12, 2022 | Sep 14, 2026 |
| SYY — Northwestern Mutual - Joint ⇒ Sysco Corporation (SYY) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 93 · Annual joint · P · $1,001 - $15,000 | Aug 12, 2022 | Sep 14, 2026 |
| AZO — AutoZone, Inc. (AZO) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 1 · Ptr joint · P · $1,001 - $15,000 | Aug 12, 2022 | Sep 12, 2026 |
| SBUX — Starbucks Corporation (SBUX) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 3 · Ptr joint · P · $1,001 - $15,000 | Aug 12, 2022 | Sep 12, 2026 |
| SYY — Sysco Corporation (SYY) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 4 · Ptr joint · P · $1,001 - $15,000 | Aug 12, 2022 | Sep 12, 2026 |
| ULTA — Northwestern Mutual - Joint ⇒ Ulta Beauty, Inc. (ULTA) [ST] | Joint | SaleAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 98 · Annual joint · S · $1,001 - $15,000 | Aug 5, 2022 | Sep 14, 2026 |
| ULTA — Ulta Beauty, Inc. (ULTA) [ST] | Joint | SaleSource rows (1)$1,001 - $15,000 Original ↗ · Row 5 · Ptr joint · S · $1,001 - $15,000 | Aug 5, 2022 | Sep 12, 2026 |
| AZO — Northwestern Mutual - Joint ⇒ AutoZone, Inc. (AZO) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 61 · Annual joint · P · $1,001 - $15,000 | Jun 28, 2022 | Sep 14, 2026 |
| STZ — Northwestern Mutual - Joint ⇒ Constellation Brands, Inc. (STZ) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 70 · Annual joint · P · $1,001 - $15,000 | Jun 28, 2022 | Sep 14, 2026 |
| DE — Northwestern Mutual - Joint ⇒ Deere & Company (DE) [ST] | Joint | Sale (partial)Annual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 72 · Annual joint · S (partial) · $1,001 - $15,000 | Jun 28, 2022 | Sep 14, 2026 |
| GS — Northwestern Mutual - Joint ⇒ Goldman Sachs Group, Inc. (GS) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 76 · Annual joint · P · $1,001 - $15,000 | Jun 28, 2022 | Sep 14, 2026 |
| ISRG — Northwestern Mutual - Joint ⇒ Intuitive Surgical, Inc. (ISRG) [ST] | Joint | SaleAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 79 · Annual joint · S · $1,001 - $15,000 | Jun 28, 2022 | Sep 14, 2026 |
| JNJ — Northwestern Mutual - Joint ⇒ Johnson & Johnson (JNJ) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 81 · Annual joint · P · $1,001 - $15,000 | Jun 28, 2022 | Sep 14, 2026 |
| MS — Northwestern Mutual - Joint ⇒ Morgan Stanley (MS) [ST] | Joint | SaleAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 87 · Annual joint · S · $1,001 - $15,000 | Jun 28, 2022 | Sep 14, 2026 |
| CRM — Northwestern Mutual - Joint ⇒ Salesforce, Inc. (CRM) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 90 · Annual joint · P · $1,001 - $15,000 | Jun 28, 2022 | Sep 14, 2026 |
| TGT — Northwestern Mutual - Joint ⇒ Target Corporation (TGT) [ST] | Joint | SaleAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 95 · Annual joint · S · $1,001 - $15,000 | Jun 28, 2022 | Sep 14, 2026 |
| VLO — Northwestern Mutual - Joint ⇒ Valero Energy Corporation (VLO) [ST] | Joint | Sale (partial)Annual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 101 · Annual joint · S (partial) · $1,001 - $15,000 | Jun 28, 2022 | Sep 14, 2026 |
| ZTS — Northwestern Mutual - Joint ⇒ Zoetis Inc. Class A (ZTS) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 103 · Annual joint · P · $1,001 - $15,000 | Jun 28, 2022 | Sep 14, 2026 |
| AZO — AutoZone, Inc. (AZO) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 1 · Ptr joint · P · $1,001 - $15,000 | Jun 28, 2022 | Sep 12, 2026 |
| STZ — Constellation Brands, Inc. (STZ) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 2 · Ptr joint · P · $1,001 - $15,000 | Jun 28, 2022 | Sep 12, 2026 |
| DE — Deere & Company (DE) [ST] | Joint | Sale (partial)Source rows (1)$1,001 - $15,000 Original ↗ · Row 3 · Ptr joint · S (partial) · $1,001 - $15,000 | Jun 28, 2022 | Sep 12, 2026 |
| GS — Goldman Sachs Group, Inc. (GS) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 4 · Ptr joint · P · $1,001 - $15,000 | Jun 28, 2022 | Sep 12, 2026 |