| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Not reported | Sale (partial)Source rows (2)Combined amount unconfirmed Original ↗ · Row 5 · Ptr not_reported · S (partial) · $15,001 - $50,000 Original ↗ · Row 60 · Annual not_reported · S (partial) · $15,001 - $50,000 | Dec 6, 2024 | Sep 11, 2026 |
| Not reported — AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) [ST] | Not reported | SaleSource rows (1)$50,001 - $100,000 Original ↗ · Row 6 · Ptr not_reported · S · $50,001 - $100,000 | Dec 6, 2024 | Sep 11, 2026 |
| BMY — Bristol-Myers Squibb Company Common Stock (BMY) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 7 · Ptr not_reported · P · $1,001 - $15,000 | Dec 6, 2024 | Sep 11, 2026 |
| DUK — Duke Energy Corporation (DUK) [ST] | Not reported | PurchaseSource rows (2)Combined amount unconfirmed Original ↗ · Row 8 · Ptr not_reported · P · $1,001 - $15,000 Original ↗ · Row 57 · Annual not_reported · P · $1,001 - $15,000 | Dec 6, 2024 | Sep 11, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Not reported | Sale (partial)Source rows (2)Combined amount unconfirmed Original ↗ · Row 10 · Ptr not_reported · S (partial) · $15,001 - $50,000 Original ↗ · Row 59 · Annual not_reported · S (partial) · $15,001 - $50,000 | Dec 6, 2024 | Sep 11, 2026 |
| FLNG — FLEX LNG Ltd. Ordinary Shares (FLNG) [ST] | Not reported | Sale (partial)Source rows (2)Combined amount unconfirmed Original ↗ · Row 11 · Ptr not_reported · S (partial) · $15,001 - $50,000 Original ↗ · Row 61 · Annual not_reported · S (partial) · $15,001 - $50,000 | Dec 6, 2024 | Sep 11, 2026 |
| JNJ — Johnson & Johnson Common Stock (JNJ) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 12 · Ptr not_reported · P · $1,001 - $15,000 | Dec 6, 2024 | Sep 11, 2026 |
| PBA — Pembina Pipeline Corp. Ordinary Shares (PBA) [ST] | Not reported | Sale (partial)Source rows (2)Combined amount unconfirmed Original ↗ · Row 13 · Ptr not_reported · S (partial) · $50,001 - $100,000 Original ↗ · Row 58 · Annual not_reported · S (partial) · $50,001 - $100,000 | Dec 6, 2024 | Sep 11, 2026 |
| PSA — Public Storage Common Stock (PSA) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 14 · Ptr not_reported · P · $1,001 - $15,000 | Dec 6, 2024 | Sep 11, 2026 |
| VIASP — Via Renewables, Inc. - 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock (VIASP) [ST] | Not reported | SaleSource rows (2)Combined amount unconfirmed Original ↗ · Row 15 · Ptr not_reported · S · $50,001 - $100,000 Original ↗ · Row 70 · Annual not_reported · S · $50,001 - $100,000 | Dec 6, 2024 | Sep 11, 2026 |
| HTGC — Hercules Capital, Inc. Common Stock (HTGC) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 50 · Annual joint · P · $1,001 - $15,000 | Nov 20, 2024 | Sep 14, 2026 |
| HTGC — Hercules Capital, Inc. Common Stock (HTGC) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 4 · Ptr joint · P · $1,001 - $15,000 | Nov 20, 2024 | Sep 11, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 51 · Annual joint · P · $1,001 - $15,000 | Nov 19, 2024 | Sep 14, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 3 · Ptr joint · P · $1,001 - $15,000 | Nov 19, 2024 | Sep 11, 2026 |
| ARLP — Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests (ARLP) [ST] | Joint | PurchaseSource rows (2)Combined amount unconfirmed Original ↗ · Row 1 · Ptr joint · P · $1,001 - $15,000 Original ↗ · Row 52 · Annual joint · P · $1,001 - $15,000 | Nov 14, 2024 | Sep 11, 2026 |
| Not reported — AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 53 · Annual joint · P · $1,001 - $15,000 | Nov 1, 2024 | Sep 14, 2026 |
| Not reported — AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 2 · Ptr joint · P · $1,001 - $15,000 | Nov 1, 2024 | Sep 11, 2026 |
| HTGC — Hercules Capital, Inc. Common Stock (HTGC) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$15,001 - $50,000 Original ↗ · Row 49 · Annual joint · P · $15,001 - $50,000 | Oct 23, 2024 | Sep 14, 2026 |
| HTGC — Hercules Capital, Inc. Common Stock (HTGC) [ST] | Joint | PurchaseSource rows (1)$15,001 - $50,000 Original ↗ · Row 1 · Ptr joint · P · $15,001 - $50,000 | Oct 23, 2024 | Sep 11, 2026 |
| EFC — Ellington Financial Inc. Common Stock (EFC) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 62 · Annual not_reported · P · $1,001 - $15,000 | Sep 30, 2024 | Sep 14, 2026 |
| EFC — Ellington Financial Inc. Common Stock (EFC) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 1 · Ptr not_reported · P · $1,001 - $15,000 | Sep 30, 2024 | Sep 11, 2026 |
| HTGC — Hercules Capital, Inc. Common Stock (HTGC) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 47 · Annual not_reported · P · $1,001 - $15,000 | Aug 20, 2024 | Sep 14, 2026 |
| HTGC — Hercules Capital, Inc. Common Stock (HTGC) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 4 · Ptr not_reported · P · $1,001 - $15,000 | Aug 20, 2024 | Sep 12, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 46 · Annual not_reported · P · $1,001 - $15,000 | Aug 19, 2024 | Sep 14, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 3 · Ptr not_reported · P · $1,001 - $15,000 | Aug 19, 2024 | Sep 12, 2026 |
| ARLP — Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests (ARLP) [ST] | Not reported | PurchaseSource rows (2)Combined amount unconfirmed Original ↗ · Row 1 · Ptr not_reported · P · $1,001 - $15,000 Original ↗ · Row 45 · Annual not_reported · P · $1,001 - $15,000 | Aug 14, 2024 | Sep 12, 2026 |
| Not reported — AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 48 · Annual not_reported · P · $1,001 - $15,000 | Aug 1, 2024 | Sep 14, 2026 |
| Not reported — AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 2 · Ptr not_reported · P · $1,001 - $15,000 | Aug 1, 2024 | Sep 12, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 43 · Annual not_reported · P · $1,001 - $15,000 | Jul 11, 2024 | Sep 14, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 3 · Ptr not_reported · P · $1,001 - $15,000 | Jul 11, 2024 | Sep 12, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 42 · Annual not_reported · P · $1,001 - $15,000 | Jul 9, 2024 | Sep 14, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 2 · Ptr not_reported · P · $1,001 - $15,000 | Jul 9, 2024 | Sep 12, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 41 · Annual not_reported · P · $1,001 - $15,000 | Jul 8, 2024 | Sep 14, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 1 · Ptr not_reported · P · $1,001 - $15,000 | Jul 8, 2024 | Sep 12, 2026 |
| Not reported — Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 44 · Annual not_reported · P · $1,001 - $15,000 | Jul 1, 2024 | Sep 14, 2026 |
| Not reported — Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 4 · Ptr not_reported · P · $1,001 - $15,000 | Jul 1, 2024 | Sep 12, 2026 |
| HTGC — Hercules Capital, Inc. Common Stock (HTGC) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 39 · Annual not_reported · P · $1,001 - $15,000 | May 21, 2024 | Sep 14, 2026 |
| HTGC — Hercules Capital, Inc. Common Stock (HTGC) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 6 · Ptr not_reported · P · $1,001 - $15,000 | May 21, 2024 | Sep 12, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 40 · Annual not_reported · P · $1,001 - $15,000 | May 20, 2024 | Sep 14, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 5 · Ptr not_reported · P · $1,001 - $15,000 | May 20, 2024 | Sep 12, 2026 |
| ARLP — Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests (ARLP) [ST] | Not reported | PurchaseSource rows (2)Combined amount unconfirmed Original ↗ · Row 1 · Ptr not_reported · P · $1,001 - $15,000 Original ↗ · Row 35 · Annual not_reported · P · $1,001 - $15,000 | May 15, 2024 | Sep 12, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 38 · Annual not_reported · P · $1,001 - $15,000 | May 2, 2024 | Sep 14, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 4 · Ptr not_reported · P · $1,001 - $15,000 | May 2, 2024 | Sep 12, 2026 |
| Not reported — AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 36 · Annual not_reported · P · $1,001 - $15,000 | May 1, 2024 | Sep 14, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 37 · Annual not_reported · P · $1,001 - $15,000 | May 1, 2024 | Sep 14, 2026 |
| Not reported — AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 2 · Ptr not_reported · P · $1,001 - $15,000 | May 1, 2024 | Sep 12, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 3 · Ptr not_reported · P · $1,001 - $15,000 | May 1, 2024 | Sep 12, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 33 · Annual not_reported · P · $1,001 - $15,000 | Apr 30, 2024 | Sep 14, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 3 · Ptr not_reported · P · $1,001 - $15,000 | Apr 30, 2024 | Sep 12, 2026 |
| HTGC — Hercules Capital, Inc. Common Stock (HTGC) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 34 · Annual not_reported · P · $1,001 - $15,000 | Apr 16, 2024 | Sep 14, 2026 |