| HTGC — Hercules Capital, Inc. Common Stock (HTGC) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 4 · Ptr not_reported · P · $1,001 - $15,000 | Apr 16, 2024 | Sep 12, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 31 · Annual not_reported · P · $1,001 - $15,000 | Apr 9, 2024 | Sep 14, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 1 · Ptr not_reported · P · $1,001 - $15,000 | Apr 9, 2024 | Sep 12, 2026 |
| Not reported — Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 32 · Annual not_reported · P · $1,001 - $15,000 | Apr 2, 2024 | Sep 14, 2026 |
| Not reported — Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 2 · Ptr not_reported · P · $1,001 - $15,000 | Apr 2, 2024 | Sep 12, 2026 |
| HTGC — Hercules Capital, Inc. Common Stock (HTGC) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 23 · Annual joint · P · $1,001 - $15,000 | Mar 7, 2024 | Sep 14, 2026 |
| HTGC — Hercules Capital, Inc. Common Stock (HTGC) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 3 · Ptr joint · P · $1,001 - $15,000 | Mar 7, 2024 | Sep 12, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 22 · Annual joint · P · $1,001 - $15,000 | Mar 6, 2024 | Sep 14, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 2 · Ptr joint · P · $1,001 - $15,000 | Mar 6, 2024 | Sep 12, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 21 · Annual joint · P · $1,001 - $15,000 | Mar 4, 2024 | Sep 14, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 1 · Ptr joint · P · $1,001 - $15,000 | Mar 4, 2024 | Sep 12, 2026 |
| Not reported — Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferr (DUK$A) [ST] | Joint | SaleAnnual schedule; may repeat a PTRSource rows (1)$50,001 - $100,000 Original ↗ · Row 30 · Annual joint · S · $50,001 - $100,000 | Feb 28, 2024 | Sep 14, 2026 |
| Not reported — Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock (DUK$A) [ST] | Joint | SaleSource rows (1)$50,001 - $100,000 Original ↗ · Row 9 · Ptr joint · S · $50,001 - $100,000 | Feb 28, 2024 | Sep 12, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 26 · Annual joint · P · $1,001 - $15,000 | Feb 27, 2024 | Sep 14, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 7 · Ptr joint · P · $1,001 - $15,000 | Feb 27, 2024 | Sep 12, 2026 |
| FLNG — FLEX LNG Ltd. Ordinary Shares (FLNG) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 29 · Annual joint · P · $1,001 - $15,000 | Feb 26, 2024 | Sep 14, 2026 |
| ARLP — Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests (ARLP) [ST] | Joint | PurchaseSource rows (2)Combined amount unconfirmed Original ↗ · Row 2 · Ptr joint · P · $1,001 - $15,000 Original ↗ · Row 15 · Annual joint · P · $1,001 - $15,000 | Feb 26, 2024 | Sep 12, 2026 |
| FLNG — FLEX LNG Ltd. Ordinary Shares (FLNG) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 15 · Ptr joint · P · $1,001 - $15,000 | Feb 26, 2024 | Sep 12, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 25 · Annual joint · P · $1,001 - $15,000 | Feb 23, 2024 | Sep 14, 2026 |
| FLNG — FLEX LNG Ltd. Ordinary Shares (FLNG) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 28 · Annual joint · P · $1,001 - $15,000 | Feb 23, 2024 | Sep 14, 2026 |
| ARLP — Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests (ARLP) [ST] | Joint | PurchaseSource rows (2)Combined amount unconfirmed Original ↗ · Row 1 · Ptr joint · P · $1,001 - $15,000 Original ↗ · Row 13 · Annual joint · P · $1,001 - $15,000 | Feb 23, 2024 | Sep 12, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 6 · Ptr joint · P · $1,001 - $15,000 | Feb 23, 2024 | Sep 12, 2026 |
| FLNG — FLEX LNG Ltd. Ordinary Shares (FLNG) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 14 · Ptr joint · P · $1,001 - $15,000 | Feb 23, 2024 | Sep 12, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 20 · Annual joint · P · $1,001 - $15,000 | Feb 21, 2024 | Sep 14, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 10 · Ptr joint · P · $1,001 - $15,000 | Feb 21, 2024 | Sep 12, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 24 · Annual joint · P · $1,001 - $15,000 | Feb 15, 2024 | Sep 14, 2026 |
| ARLP — Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests (ARLP) [ST] | Joint | PurchaseSource rows (2)Combined amount unconfirmed Original ↗ · Row 3 · Ptr joint · P · $1,001 - $15,000 Original ↗ · Row 19 · Annual joint · P · $1,001 - $15,000 | Feb 15, 2024 | Sep 12, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 5 · Ptr joint · P · $1,001 - $15,000 | Feb 15, 2024 | Sep 12, 2026 |
| FLNG — FLEX LNG Ltd. Ordinary Shares (FLNG) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 27 · Annual joint · P · $1,001 - $15,000 | Feb 9, 2024 | Sep 14, 2026 |
| FLNG — FLEX LNG Ltd. Ordinary Shares (FLNG) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 13 · Ptr joint · P · $1,001 - $15,000 | Feb 9, 2024 | Sep 12, 2026 |
| FLNG — FLEX LNG Ltd. Ordinary Shares (FLNG) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 17 · Annual joint · P · $1,001 - $15,000 | Feb 7, 2024 | Sep 14, 2026 |
| FLNG — FLEX LNG Ltd. Ordinary Shares (FLNG) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 12 · Ptr joint · P · $1,001 - $15,000 | Feb 7, 2024 | Sep 12, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 14 · Annual joint · P · $1,001 - $15,000 | Feb 5, 2024 | Sep 14, 2026 |
| ASC — Ardmore Shipping Corporation Common Stock (ASC) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 4 · Ptr joint · P · $1,001 - $15,000 | Feb 5, 2024 | Sep 12, 2026 |
| FLNG — FLEX LNG Ltd. Ordinary Shares (FLNG) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 16 · Annual joint · P · $1,001 - $15,000 | Feb 2, 2024 | Sep 14, 2026 |
| Not reported — AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 18 · Annual joint · P · $1,001 - $15,000 | Feb 2, 2024 | Sep 14, 2026 |
| Not reported — AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 8 · Ptr joint · P · $1,001 - $15,000 | Feb 2, 2024 | Sep 12, 2026 |
| FLNG — FLEX LNG Ltd. Ordinary Shares (FLNG) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 11 · Ptr joint · P · $1,001 - $15,000 | Feb 2, 2024 | Sep 12, 2026 |
| HTGC — Hercules Capital, Inc. Common Stock (HTGC) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 12 · Annual joint · P · $1,001 - $15,000 | Feb 1, 2024 | Sep 14, 2026 |
| HTGC — Hercules Capital, Inc. Common Stock (HTGC) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 16 · Ptr joint · P · $1,001 - $15,000 | Feb 1, 2024 | Sep 12, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 9 · Annual joint · P · $1,001 - $15,000 | Jan 18, 2024 | Sep 14, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 8 · Ptr joint · P · $1,001 - $15,000 | Jan 18, 2024 | Sep 12, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 8 · Annual joint · P · $1,001 - $15,000 | Jan 17, 2024 | Sep 14, 2026 |
| CRT — Cross Timbers Royalty Trust (CRT) [ST] | Joint | SaleSource rows (2)Combined amount unconfirmed Original ↗ · Row 4 · Ptr joint · S · $15,001 - $50,000 Original ↗ · Row 5 · Annual joint · S · $15,001 - $50,000 | Jan 17, 2024 | Sep 12, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 7 · Ptr joint · P · $1,001 - $15,000 | Jan 17, 2024 | Sep 12, 2026 |
| HTGC — Hercules Capital, Inc. (HTGC) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$15,001 - $50,000 Original ↗ · Row 3 · Annual joint · P · $15,001 - $50,000 | Jan 16, 2024 | Sep 14, 2026 |
| Not reported — Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferr (DUK$A) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 6 · Annual joint · P · $1,001 - $15,000 | Jan 16, 2024 | Sep 14, 2026 |
| ET — Energy Transfer LP Common Units (ET) [ST] | Joint | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$15,001 - $50,000 Original ↗ · Row 7 · Annual joint · P · $15,001 - $50,000 | Jan 16, 2024 | Sep 14, 2026 |
| MO — Altria Group, Inc. (MO) [ST] | Joint | SaleSource rows (2)Combined amount unconfirmed Original ↗ · Row 3 · Ptr joint · S · $1,001 - $15,000 Original ↗ · Row 4 · Annual joint · S · $1,001 - $15,000 | Jan 16, 2024 | Sep 12, 2026 |
| Not reported — Duke Energy Corporation Depositary Shares, each representing a 1/1,000t interest in a share of 5.75% Series Cumulative Redeemable Perpetual Preferred Stock (DUK$A) [ST] | Joint | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 5 · Ptr joint · P · $1,001 - $15,000 | Jan 16, 2024 | Sep 12, 2026 |