| CVS — PERSHING LLC ⇒ CVS Health Corporation (CVS) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 3 · Annual not_reported · P · $1,001 - $15,000 | Jun 22, 2023 | Sep 14, 2026 |
| KD — PERSHING LLC ⇒ Kyndryl Holdings, Inc. (KD) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 6 · Annual not_reported · P · $1,001 - $15,000 | Jun 22, 2023 | Sep 14, 2026 |
| Not reported — PERSHING LLC ⇒ Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A (SRE$A) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 8 · Annual not_reported · P · $1,001 - $15,000 | Jun 22, 2023 | Sep 14, 2026 |
| BIDU — Baidu, Inc. - American Depositary Shares, each representing 8 ordinary share (BIDU) [ST] | Not reported | SaleSource rows (1)$1,001 - $15,000 Original ↗ · Row 1 · Ptr not_reported · S · $1,001 - $15,000 | Jun 22, 2023 | Sep 12, 2026 |
| CVS — CVS Health Corporation (CVS) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 2 · Ptr not_reported · P · $1,001 - $15,000 | Jun 22, 2023 | Sep 12, 2026 |
| KD — Kyndryl Holdings, Inc. (KD) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 3 · Ptr not_reported · P · $1,001 - $15,000 | Jun 22, 2023 | Sep 12, 2026 |
| Not reported — Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A (SRE$A) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 4 · Ptr not_reported · P · $1,001 - $15,000 | Jun 22, 2023 | Sep 12, 2026 |
| CSX — PROEQUITIES ⇒ CSX Corporation (CSX) [ST] | Not reported | SaleAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 10 · Annual not_reported · S · $1,001 - $15,000 | Feb 28, 2023 | Sep 14, 2026 |
| CRM — PROEQUITIES ⇒ Salesforce, Inc. (CRM) [ST] | Not reported | SaleAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 11 · Annual not_reported · S · $1,001 - $15,000 | Feb 28, 2023 | Sep 14, 2026 |
| CSX — CSX Corporation (CSX) [ST] | Not reported | SaleSource rows (1)$1,001 - $15,000 Original ↗ · Row 1 · Ptr not_reported · S · $1,001 - $15,000 | Feb 28, 2023 | Sep 12, 2026 |
| CRM — Salesforce, Inc. (CRM) [ST] | Not reported | SaleSource rows (1)$1,001 - $15,000 Original ↗ · Row 2 · Ptr not_reported · S · $1,001 - $15,000 | Feb 28, 2023 | Sep 12, 2026 |
| SRE — PROEQUITIES ⇒ DBA Sempra (SRE) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 17 · Annual not_reported · P · $1,001 - $15,000 | Nov 14, 2022 | Sep 14, 2026 |
| RTX — PROEQUITIES ⇒ Raytheon Technologies Corporation (RTX) [ST] | Not reported | SaleAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 27 · Annual not_reported · S · $1,001 - $15,000 | Nov 14, 2022 | Sep 14, 2026 |
| RHHBY — PROEQUITIES ⇒ Roche Holdings AG Basel American Depositary Shares (RHHBY) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 28 · Annual not_reported · P · $1,001 - $15,000 | Nov 14, 2022 | Sep 14, 2026 |
| SRE — DBA Sempra (SRE) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 1 · Ptr not_reported · P · $1,001 - $15,000 | Nov 14, 2022 | Sep 12, 2026 |
| RTX — Raytheon Technologies Corporation (RTX) [ST] | Not reported | SaleSource rows (1)$1,001 - $15,000 Original ↗ · Row 5 · Ptr not_reported · S · $1,001 - $15,000 | Nov 14, 2022 | Sep 12, 2026 |
| RHHBY — Roche Holdings AG Basel American Depositary Shares (RHHBY) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 6 · Ptr not_reported · P · $1,001 - $15,000 | Nov 14, 2022 | Sep 12, 2026 |
| ABBV — PROEQUITIES ⇒ AbbVie Inc. (ABBV) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 12 · Annual not_reported · P · $1,001 - $15,000 | Aug 5, 2022 | Sep 14, 2026 |
| OKE — PROEQUITIES ⇒ ONEOK, Inc. (OKE) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 23 · Annual not_reported · P · $1,001 - $15,000 | Aug 5, 2022 | Sep 14, 2026 |
| PYPLV — PROEQUITIES ⇒ PayPal Holdings, Inc. - Common Stock When Issued (PYPLV) [ST] | Not reported | SaleAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 25 · Annual not_reported · S · $1,001 - $15,000 | Aug 5, 2022 | Sep 14, 2026 |
| LUV — PROEQUITIES ⇒ Southwest Airlines Company (LUV) [ST] | Not reported | SaleAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 29 · Annual not_reported · S · $1,001 - $15,000 | Aug 5, 2022 | Sep 14, 2026 |
| ABBV — AbbVie Inc. (ABBV) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 1 · Ptr not_reported · P · $1,001 - $15,000 | Aug 5, 2022 | Sep 12, 2026 |
| OKE — ONEOK, Inc. (OKE) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 2 · Ptr not_reported · P · $1,001 - $15,000 | Aug 5, 2022 | Sep 12, 2026 |
| PYPLV — PayPal Holdings, Inc. - Common Stock When Issued (PYPLV) [ST] | Not reported | SaleSource rows (1)$1,001 - $15,000 Original ↗ · Row 3 · Ptr not_reported · S · $1,001 - $15,000 | Aug 5, 2022 | Sep 12, 2026 |
| LUV — Southwest Airlines Company (LUV) [ST] | Not reported | SaleSource rows (1)$1,001 - $15,000 Original ↗ · Row 4 · Ptr not_reported · S · $1,001 - $15,000 | Aug 5, 2022 | Sep 12, 2026 |
| CE — PROEQUITIES ⇒ Celanese Corporation Celanese Corporation (CE) [ST] | Not reported | SaleAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 16 · Annual not_reported · S · $1,001 - $15,000 | Mar 30, 2022 | Sep 14, 2026 |
| GD — PROEQUITIES ⇒ General Dynamics Corporation (GD) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 18 · Annual not_reported · P · $1,001 - $15,000 | Mar 30, 2022 | Sep 14, 2026 |
| INTC — PROEQUITIES ⇒ Intel Corporation (INTC) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 20 · Annual not_reported · P · $1,001 - $15,000 | Mar 30, 2022 | Sep 14, 2026 |
| KMI — PROEQUITIES ⇒ Kinder Morgan, Inc. (KMI) [ST] | Not reported | PurchaseAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 21 · Annual not_reported · P · $1,001 - $15,000 | Mar 30, 2022 | Sep 14, 2026 |
| NEO — PROEQUITIES ⇒ NeoGenomics, Inc. (NEO) [ST] | Not reported | SaleAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 22 · Annual not_reported · S · $1,001 - $15,000 | Mar 30, 2022 | Sep 14, 2026 |
| TWST — PROEQUITIES ⇒ Twist Bioscience Corporation (TWST) [ST] | Not reported | SaleAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 30 · Annual not_reported · S · $1,001 - $15,000 | Mar 30, 2022 | Sep 14, 2026 |
| CE — Celanese Corporation Celanese Corporation (CE) [ST] | Not reported | SaleSource rows (1)$1,001 - $15,000 Original ↗ · Row 4 · Ptr not_reported · S · $1,001 - $15,000 | Mar 30, 2022 | Sep 12, 2026 |
| GD — General Dynamics Corporation (GD) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 5 · Ptr not_reported · P · $1,001 - $15,000 | Mar 30, 2022 | Sep 12, 2026 |
| INTC — Intel Corporation (INTC) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 6 · Ptr not_reported · P · $1,001 - $15,000 | Mar 30, 2022 | Sep 12, 2026 |
| KMI — Kinder Morgan, Inc. (KMI) [ST] | Not reported | PurchaseSource rows (1)$1,001 - $15,000 Original ↗ · Row 7 · Ptr not_reported · P · $1,001 - $15,000 | Mar 30, 2022 | Sep 12, 2026 |
| NEO — NeoGenomics, Inc. (NEO) [ST] | Not reported | SaleSource rows (1)$1,001 - $15,000 Original ↗ · Row 8 · Ptr not_reported · S · $1,001 - $15,000 | Mar 30, 2022 | Sep 12, 2026 |
| TWST — Twist Bioscience Corporation (TWST) [ST] | Not reported | SaleSource rows (1)$1,001 - $15,000 Original ↗ · Row 9 · Ptr not_reported · S · $1,001 - $15,000 | Mar 30, 2022 | Sep 12, 2026 |
| AEP — PROEQUITIES ⇒ American Electric Power Company, Inc. (AEP) [ST] | Not reported | SaleAnnual schedule; may repeat a PTRSource rows (1)$1,001 - $15,000 Original ↗ · Row 4 · Annual not_reported · S · $1,001 - $15,000 | Nov 2, 2021 | Sep 14, 2026 |
| AEP — American Electric Power Company, Inc. (AEP) [ST] | Not reported | SaleSource rows (1)$1,001 - $15,000 Original ↗ · Row 1 · Ptr not_reported · S · $1,001 - $15,000 | Nov 2, 2021 | Sep 12, 2026 |